Education, health and care plans
Reporting year 2023

Description

This document describes the data included in the Education, health and care (EHC) plans National Statistics release’s underlying data files. This data is released under the terms of the Open Government License (http://www.nationalarchives.gov.uk/doc/open-government-licence/) and is intended to meet at least 3 stars for Open Data (https://www.gov.uk/government/policies/improving-the-transparency-and-accountability-of-government-and-its-services/supporting-pages/releasing-data-in-open-formats). The methodology document should be referenced alongside this data. It provides information on the data sources, their coverage and quality as well as explaining methodology used in producing the data.

Coverage

This release provides information on the EHC plan process including:

- number of active EHC plans at January of the calendar year
- number of new EHC plans in the previous calendar year
- the administration of requests for assessments for an EHC plan

The information is based on local authority level data collected via the SEN2 data collection. The underlying data files include national, regional and local authority level data

File formats and conventions

The dataset and outputs have not had suppression or rounding applied

The following convention is used throughout the underlying data.

z - Not applicable

x - unavailable

Data files

All data files associated with this releases are listed below with guidance on their content. To download any of these files, please visit our data catalogue (https://explore-education-statistics.service.gov.uk/data-catalogue/education-health-and-care-plans/2022).

Data files

New plans - Age groups

Filename: sen2_age_new_plans.csv
Geographic levels: Local authority; National; Regional
Time period: 2009 to 2022
Content summary: Number of children and young people with a new EHC plan in the calendar year, broken down by age band

Variable names and descriptions for this file are provided below:

Variable name      |  Variable description
-----------------  |  -------------------------------
age                |  Age group - Filter by age group
ehcp_or_statement  |  EHCP or statement
num_new_plans      |  Number of plans
pc_new_plans       |  Percentage of plans

Footnotes:

1. Data is not shown for a small number of local authorities for 2022 while further data checks are ongoing. This is denoted by 'x'.


New plans - characteristics

Filename: sen2_characteristics_new_plans.csv
Geographic levels: Local authority; National; Regional
Time period: 2022
Content summary: Number of children and young people with a new EHC plan in the calendar year, broken down by characteristic - includes gender and ethnicity

Variable names and descriptions for this file are provided below:

Variable name  |  Variable description
-------------  |  -------------------
breakdown      |  Breakdown
num_new_plans  |  Number of plans
pc_new_plans   |  Percentage of plans

Footnotes:

1. Data on ethnicity and gender has been collected from 2023 only.
2. Data is not shown for a small number of local authorities for 2022 while further data checks are ongoing. This is denoted by 'x'.


New plans - Establishment type

Filename: sen2_estab_new_plans.csv
Geographic levels: Local authority; National; Regional
Time period: 2009 to 2022
Content summary: Number of children and young people with a new EHC plan in the calendar year, broken down by type of establishment attended

Variable names and descriptions for this file are provided below:

Variable name       |  Variable description
------------------  |  ----------------------------------------------------
ehcp_or_statement   |  EHCP or statement
establishment_type  |  Establishment type - Filter by type of establishment
num_new_plans       |  Number of plans
pc_new_plans        |  Percentage of plans

Footnotes:

1. The method for collecting data on establishments has changed from previous years. Previously, local authorities provided data on the number of EHC plans where the child or young person was attending through a set list of establishment types. From 2023, information on the specific establishment has been recorded, with either the Unique Reference Number (URN), UK Provider Reference Number or where neither are applicable, a specific category recorded. As a result of this change, caution should be taken when comparing across years by establishment types.
2. From 2023, the data collection changed from aggregated figures at local authority level, to a person level collection. This has been a major change in approach and as such care should be taken with comparisons across this period. Further detail on the change is provided in the publication and supporting methodology.
3. Data is not shown for a small number of local authorities for 2022 while further data checks are ongoing. This is denoted by 'x'.
4. Following further data checks, it is believed that the data for work based placements is subject to under-reporting for 2022, due to issues including data collection and availability.
5. Following further data checks, it is believed that the data for SEN units and resourced provision is likely to be under reported for 2022, due to issues including data collection and availability.
6. Prior to 2019, there was no category to record NEET or 'Other'. In 2018, these were not counted in the list of establishment types and as a result the total of establishment types does not match the overall total for that year.


Caseload - Age groups

Filename: sen2_age_caseload.csv
Geographic levels: Local authority; National; Regional
Time period: 2010 to 2023
Content summary: Number of children and young people with an EHC plan at January each year, broken down by age band

Variable names and descriptions for this file are provided below:

Variable name      |  Variable description
-----------------  |  -------------------------------
age                |  Age group - Filter by age group
ehcp_or_statement  |  EHCP or statement
num_caseload       |  Number of cases
pc_caseload        |  Percentage of cases

Footnotes:

1. Data is not shown for a small number of local authorities for 2022 while further data checks are ongoing. This is denoted by 'x'.


Caseload - characteristics

Filename: sen2_characteristics_caseload.csv
Geographic levels: Local authority; National; Regional
Time period: 2023
Content summary: Number of children and young people with an EHC plan at January, broken down by characteristic - includes gender and ethnicity

Variable names and descriptions for this file are provided below:

Variable name  |  Variable description
------------  |  -------------------
breakdown     |  Breakdown
num_caseload  |  Number of cases
pc_caseload   |  Percentage of cases

Footnotes:

1. Data on ethnicity and gender has been collected from 2023 only.
2. Data is not shown for a small number of local authorities for 2022 while further data checks are ongoing. This is denoted by 'x'.


Caseload - Establishment type

Filename: sen2_estab_caseload.csv
Geographic levels: Local authority; National; Regional
Time period: 2010 to 2023
Content summary: Number of children and young people with an EHC plan at January, broken down by type of establishment attended

Variable names and descriptions for this file are provided below:

Variable name       |  Variable description
------------------  |  ----------------------------------------------------
ehcp_or_statement   |  EHCP or statement
establishment_type  |  Establishment type - Filter by type of establishment
num_caseload        |  Number of cases
pc_caseload         |  Percentage of cases

Footnotes:

1. The method for collecting data on establishments has changed from previous years. Previously, local authorities provided data on the number of EHC plans where the child or young person was attending through a set list of establishment types. From 2023, information on the specific establishment has been recorded, with either the Unique Reference Number (URN), UK Provider Reference Number or where neither are applicable, a specific category recorded. As a result of this change, caution should be taken when comparing across years by establishment types.
2. From 2023, the data collection changed from aggregated figures at local authority level, to a person level collection. This has been a major change in approach and as such care should be taken with comparisons across this period. Further detail on the change is provided in the publication and supporting methodology.
3. Data is not shown for a small number of local authorities for 2022 while further data checks are ongoing. This is denoted by 'x'.
4. Following further data checks, it is believed that the data for SEN units and resourced provision is likely to be under reported for 2023, due to issues including data collection and availability.
5. Following further data checks, it is believed that the data for work based placements is subject to under-reporting for 2022, due to issues including data collection and availability.
6. Prior to 2019, there was no category to record NEET or 'Other'. In 2018, these were not counted in the list of establishment types and as a result the total of establishment types does not match the overall total for that year.


Work based placements

Filename: sen2_wbp.csv
Geographic levels: Local authority; National; Regional
Time period: 2017 to 2023
Content summary: Data on the number of children and young people in work based placements at census date, including apprenticeships, supported internships and traineeships

Variable names and descriptions for this file are provided below:

Variable name   |  Variable description
--------------  |  -------------------------------
enrolment_type  |  Type of enrolment
enrolments      |  Number of young people enrolled

Footnotes:

1. From 2023, the data collection changed from aggregated figures at local authority level, to a person level collection. This has been a major change in approach and as such care should be taken with comparisons across this period. Further detail on the change is provided in the publication and supporting methodology.
2. Data is not shown for a small number of local authorities for 2022 while further data checks are ongoing. This is denoted by 'x'.


Designated medical and clinical officers

Filename: sen2_dmo_dco.csv
Geographic levels: Local authority
Time period: 2017 to 2023
Content summary: Data on whether local authority area has a Designated Medical Officer (DMO) or Designated Clinical Officer (DCO) in place on census day

Variable names and descriptions for this file are provided below:

Variable name   |  Variable description
--------------  |  ------------------------------------------------------------------------------------------
dco             |  Designated clinical officer in place (Yes/No/Recruiting)
dmo             |  Designated medical officer in place (Yes/No/Recruiting)
dmodcofunction  |  Person performing role of designated medical/clinical officer in place (Yes/No/Recruiting)

Footnotes:

1. Data collected until 2022. No further data from 2023
2. From 2023, the data collection changed from aggregated figures at local authority level, to a person level collection. This has been a major change in approach and as such care should be taken with comparisons across this period. Further detail on the change is provided in the publication and supporting methodology.


Residential settings EHCPs and statements

Filename: sen2_residential_statements.csv
Geographic levels: Local authority; National; Regional
Time period: 2023
Content summary: Number of children and young people in residential settings, by duration of setting and age group

Variable names and descriptions for this file are provided below:

Variable name      |  Variable description
-----------------  |  -----------------------------------
age                |  Age group
ehcp_or_statement  |  EHCP or statement
num_children_yp    |  Number of children and young people
weeks              |  Number of weeks

Footnotes:

1. From 2023, the data collection changed from aggregated figures at local authority level, to a person level collection. This has been a major change in approach and as such care should be taken with comparisons across this period. Further detail on the change is provided in the publication and supporting methodology.
2. Data is not shown for a small number of local authorities for 2022 while further data checks are ongoing. This is denoted by 'x'.


Initial requests, assessments, discontinued plans, 20 week timeliness, mainstream to special transfers, mediation and tribunals

Filename: sen2_mi.csv
Geographic levels: Local authority; National; Regional
Time period: 2014 to 2022
Content summary: Data on initial requests for assessment, assessments for an EHC plan, discontinued plans, 20 week timeliness and mediation and tribunals

Variable names and descriptions for this file are provided below:

Variable name                      |  Variable description
---------------------------------  |  -------------------------------------------------------------------------------------------------------------------------------------------------------------
ass_nodecision                     |  Number of children and young people assessed who are still being assessed or where assessment has been completed but no decision taken for a statement of SEN
ass_nodecision_ehc                 |  Number of children and young people assessed who are still being assessed or where assessment has been completed but no decision taken for an EHC plan
ass_none                           |  Number of children and young people assessed for whom it was decided not to issue a statement of SEN
ass_none_ehc                       |  Number of children and young people assessed for whom it was decided not to issue an EHC plan
ass_none_ehc_pc                    |  Percentage of children and young people assessed during the calendar year for whom it was decided not to issue an EHC plan
ass_refused                        |  Number of initial requests for assessment for a statement of SEN that were refused
ass_refused_ehc                    |  Number of initial requests for assessment for an EHC plan that were refused
ass_refused_ehc_pc                 |  Percentage of initial requests for assessment for an EHC plan that were refused during the calendar year
assessment_mediation               |  Decision to issue a plan was referred for mediation
assessment_tribunal                |  Decision on whether to issue a plan was the subject of an appeal to tribunal
assessment_w                       |  Assessments withdrawn
assessments                        |  Total number of assessments undertaken
direct_pay_education               |  Number of personal budgets in place that have direct payment for education
direct_pay_health                  |  Number of personal budgets in place that have direct payment for health
direct_pay_integrated              |  Number of personal budgets in place that have direct payment for an integrated payment
direct_pay_socialcare              |  Number of personal budgets in place that have direct payment for social care
discontinued_abroad                |  EHC plans discontinued - has moved outside of England
discontinued_age                   |  EHC plans discontinued - reached maximum age
discontinued_deceased              |  EHC plans discontinued - deceased
discontinued_employment            |  EHC plans discontinued - moved on to paid employment excluding apprenticeships
discontinued_engage                |  EHC plans discontinued - young person no longer wishes to engage in education or training
discontinued_he                    |  EHC plans discontinued - moved on to higher education
discontinued_lea                   |  Number of children and young people with a statement of SEN discontinued as transferred to another LA
discontinued_lea_ehc               |  EHC plans discontinued - transferred to another LA (compulsory school age)
discontinued_lea_noncomp           |  EHC plans discontinued - transferred to another LA (non-compulsory school age)
discontinued_left                  |  Number of children and young people with a statement of SEN discontinued because pupils have left school at the end of compulsory schooling or after
discontinued_left_ehc              |  EHC plans discontinued - pupils have left school at the end of compulsory schooling or after (pre-2022 only)
discontinued_met                   |  Number of children and young people with a statement of SEN discontinued as special needs being met without an EHC plan
discontinued_met_ehc               |  EHC plans discontinued - special needs being met without an EHC plan (compulsory school age)
discontinued_met_noncomp           |  EHC plans discontinued - special needs being met without an EHC plan (non-compulsory school age)
discontinued_other                 |  Number of children and young people with a statement of SEN discontinued for other reasons
discontinued_other_ehc             |  EHC plans discontinued - other reasons (compulsory school age)
discontinued_other_noncomp         |  EHC plans discontinued - other reasons (non-compulsory school age)
discontinued_total                 |  EHC plans discontinued - Total
discontinued_unknown               |  EHC plans discontinued - no reason given
inc_exc_20week_ehc                 |  Timeliness - Number of EHC plans including exceptions issued within 20 weeks
inc_exc_20week_rate                |  Timeliness - Rate of EHC plans including exceptions issued within 20 weeks
inc_exc_26week                     |  Timeliness - Number of new statements including exceptions issued within 26 weeks
inreq_ehc                          |  Number of initial requests for an EHC plan
inreq_ehc_a                        |  Initial requests for assessment - ongoing
inreq_ehc_w                        |  Initial requests for assessment - withdrawn
inreq_ehc_y                        |  Initial requests for assessment - decision to assess
inreq_rya_ehc                      |  Number of initial requests for an EHC plan when detained in youth accomodation
mainstream_to_home                 |  Number of children and young people with a statement of SEN who were taken out of school by their parents to be home educated from mainstream settings
mainstream_to_home_ehc             |  Number of children and young people with an EHC plan who were taken out of school by their parents to be home educated from mainstream settings
mainstream_to_special              |  Number of children and young people with a statement of SEN who transferred from mainstream to special settings
mainstream_to_special_ehc          |  Number of children and young people with an EHC plan who transferred from mainstream to special settings
new_all_ehc                        |  Number of children and young people assessed for whom an EHC plan was issued
new_all_ehc_ass_none_ehc_sum       |  Number of children and young people assessed for whom a plan was issued and those for whom one not issued
new_all_ehc_pc                     |  Percentage of children and young people assessed for whom EHC plans were made for the first time during the calendar year
no_exc_20week_ehc                  |  Timeliness - Number of EHC plans excluding exceptions issued within 20 weeks
no_exc_20week_rate                 |  Timeliness - Rate of EHC plans excluding exceptions issued within 20 weeks
no_exc_26week                      |  Timeliness - Number of new statements excluding exceptions issued within 26 weeks
org_arrangements                   |  Number of personal budgets in place that have organised arrangements
other_mediation                    |  Mediation for any reason other than the decision not to assess or the decision not to issue a plan
other_tribunal                     |  Tribunal for any reason other than the decision not to assess or the decision not to issue a plan
personal_budgets                   |  Number of personal budgets in place for all EHC plans
request_mediation                  |  decision to assess was referred for mediation
request_tribunal                   |  decision to assess was the subject of an appeal to tribunal
special_to_home                    |  Number of children and young people with a statement of SEN who were taken out of school by their parents to be home educated from special settings
special_to_home_ehc                |  Number of children and young people with an EHC plan who were taken out of school by their parents to be home educated from special settings
special_to_mainstream              |  Number of children and young people with a statement of SEN who transferred from special to mainstream settings
special_to_mainstream_ehc          |  Number of children and young people with an EHC plan who transferred from special to mainstream settings
statements_no_ehc                  |  Number of children and young people with statements who were assessed for an EHC plan and a decision not to issue an EHC plan made
statements_to_ehc                  |  Number of children and young people with statements who were issued with an EHC plan
tot_inc_exc                        |  Timeliness - Number of new statements including exceptions
tot_inc_exc_ehc                    |  Timeliness - Number of EHC plans including exceptions
tot_no_exc                         |  Timeliness - Number of new statements excluding exceptions
tot_no_exc_ehc                     |  Timeliness - Number of EHC plans excluding exceptions
total_mediation                    |  Number of mediation cases that have been held
total_tribunal                     |  Total tribunals
total_tribunal_followed_mediation  |  Number of mediation cases that have been held which were followed by appeals to the Tribunal
total_tribunal_pc                  |  Percentage of mediation cases held which were followed by appeals to tribunal

Footnotes:

1. Data on ceased plans changed from 2023 to include a more comprehensive set of reasons for plans ending. Data was collected for all plans that ended. Prior to 2023, data on ceased plans only covered children of compulsory school age and care should be taken when comparing across this period.
2. Data on movements between different setting types is not yet available for the 2022 calendar year. This is expected to be added to the latest publication in a future update.
3. From 2023, the data collection changed from aggregated figures at local authority level, to a person level collection. This has been a major change in approach and as such care should be taken with comparisons across this period. Further detail on the change is provided in the publication and supporting methodology.
4. Data is not shown for a small number of local authorities for 2022 while further data checks are ongoing. This is denoted by 'x'.
5. Data for 2022 is not yet available
6. The number of reasons reported on for an EHC plan ceasing was expanded from 2022. As a result, the figures recorded under 'other reasons' are not consistent over time and care should be taken when comparing across years.
